Polity and Political System

  • Polity: An Introduction
  • Meaning of Political System
  • Characteristics of Political System
  • Types of Political System  
  • Components of Political System
  • Nature of Polity in India
  • Political System in India

Polity: An Introduction

A polity represents a distinct political unit comprising individuals with shared identities, organized through institutionalized social structures, and possessing the ability to mobilize resources. It encompasses various forms of governance, ranging from corporate boards to national or regional governments, including republics governed by elected representatives or realms led by hereditary monarchs.

Within societies, power and authority play pivotal roles, shaping the establishment of political structures and relationships. These structures are underpinned by formalized sets of relationships, forming the basis of the political system.

India stands as a testament to remarkable diversity, encompassing ethnic, regional, linguistic, economic, tribal, and caste variations, alongside pronounced urban-rural and gender distinctions. Amidst this rich tapestry and hierarchical framework, the nation fosters unity and integrity among its citizens, promoting social harmony. India’s social fabric is renowned for its intricate, multifaceted nature, blending individuals from diverse backgrounds, including Hindu, Muslim, Buddhist, Christian, Jewish, and other religious communities.

The political system serves as the cornerstone of all political endeavours within a state, irrespective of whether it operates as a parliamentary democracy, absolute dictatorship, or enlightened monarchy. Once established, whether through voluntary acceptance or imposed authority, those in positions of power strive to uphold it steadfastly.

In the words of Robert Dahl, virtually no individual is entirely detached from the influence of some form of political system. Dahl suggests that individuals, whether by choice or circumstance, are inevitably engaged to some degree within various political systems. Even within societies lacking formal centralized institutions, rudimentary decision-making and governance structures exist, typically dominated by certain individuals. As societies progress in complexity and affluence, their political systems evolve and consolidate in power.

The state emerges as the paramount political entity, regulating social dynamics and serving as the overarching authority within society—a vital subject for sociological inquiry. Each society necessitates a functioning political system to facilitate the equitable distribution of resources. In complex societies, numerous decisions concerning citizen duties, rights, and responsibilities arise, requiring established procedures for orderly governance. The political institution is tasked with formulating and enforcing laws, ensuring compliance, and penalizing transgressors to maintain societal order.

Meaning of Political System

A political system encompasses the formal legal structures that define a government or state, a definition commonly embraced in studies of the legal and constitutional frameworks of advanced political entities. However, it extends beyond mere legal organization to encompass the practical functioning of the state. More broadly, it denotes a prescribed framework for political conduct, encompassing not only the legal structures of governance but also the actual dynamics of state operation. Moreover, the political system is viewed as a network of interactive processes, constituting a subsystem within the broader social system and engaging with other non-political subsystems such as the economy.

Describing a political system involves delineating the various governments and states tasked with managing political, economic, and social affairs for their populace on a global scale. These governmental entities aim to uphold law and order within their jurisdictions, recognizing that without such order, chaos and conflict may ensue, hindering effective governance. Political systems are thus established to facilitate the smooth and efficient functioning of government.

Hence, the concept of a political system encompasses a network of diverse institutions established to oversee the equitable distribution of resources within a society. What constitutes a political structure? No governing body operates in isolation; rather, governments establish various entities such as the judiciary, parliament, and other essential organs to manage their affairs collaboratively. Each of these institutions serves a distinct role within the broader framework. Therefore, the definition of a political structure lies in the intricate interplay among these institutions and their concerted efforts to fulfill governmental objectives.

A political system comprises a collective assembly of political institutions (such as government bodies), associations (like political parties), and organizations, all operating according to a set of norms and objectives (such as maintaining internal order or regulating foreign relations). From a sociological perspective, the term “political system” denotes the societal institution that operates based on recognized procedures to realize the political aims of a community or society.

Based on the preceding explanation, it is evident that political systems are established with specific aims, such as determining leadership, defining roles, and assigning crucial responsibilities. These systems wield authority to employ lawful force for governing citizens and managing their affairs. Additionally, they possess the capacity to introduce and enforce policies aimed at benefiting the populace. These functions are vital to societal operation, particularly in implementing essential policies like those concerning healthcare and education. Furthermore, political systems are instrumental in maintaining social harmony, peace, and safeguarding against external threats such as terrorism.

Characteristics of Political System

A polity constitutes a discernible political unit comprising individuals sharing a collective identity. These individuals are structured by institutionalized social connections and possess the capability to harness resources. Broadly, the term “political system” encompasses the mechanisms through which laws are formulated and public resources distributed within a society, as well as the interconnections among the parties engaged in this decision-making process. This concept becomes clearer when considering the following defining features:

1. Use of Legal Force: The primary attribute of a political system lies in its capacity to authorize the use of force within legal bounds. This entails granting the state or governing body the legitimate authority to enforce compliance with its mandates, even resorting to coercion when necessary. Such authority is backed by sanctioned penalties and the rightful ability to mete out punishment. Consequently, the lawful exercise of force not only bestows upon the system a distinct significance but also contributes to its cohesion. Moreover, as governments provide services and amenities, they simultaneously wield the power to levy taxes and penalize transgressors, thus reinforcing their authority.

2. Interactions: In his work “The Policies of Developing Areas,” Almond delves into the concept of the political system, defining it as the network of interactions inherent in all independent societies. This system serves the dual function of integration and adaptation, both internally and in relation to other societies, through the use or threat of legitimate physical coercion. Thus, the political system encompasses not only governmental bodies like legislatures, executives, courts, and administrative agencies, but also all other structures within a society that have a political dimension.

These structures include formal organizations such as political parties, interest groups, and media outlets, as well as traditional social structures like kinship ties and caste groupings, and even anomic phenomena such as associations, riots, and demonstrations. Consequently, the political system encompasses the interactions among all these formal and informal institutions. Almond further delineates this process of interaction into three phases: input, conversion, and output.

3. Interdependence of Parts: Interdependence denotes that alterations in one element within a system reverberate throughout all other elements and the system as a whole. In the realm of politics, entities such as political parties with substantial support bases and mass media platforms (including television, radio, and newspapers) wield influence over the performance of other structural components within the system, thereby impacting its overall functionality.

Moreover, the emergence of entities like trade unions and pressure groups further compounds this interdependence, exerting influence over not just political parties, but also the electoral process, legislative affairs, bureaucratic operations, and the judiciary. For instance, in instances where the government fails to mitigate escalating prices or inflation, labourers may petition for increased wages. The government’s decisions regarding issues such as bonuses hold pivotal importance, shaping the entire political landscape.

4. Comprehensiveness: The political system is extensive as it encompasses the collective dynamics of both formal and informal institutions within society. This encompasses various elements such as regionalism, religious movements, economic fluctuations like inflation, party politics, strategies employed by pressure groups, and the societal transformations resulting from modernization.

5. Change of Boundary: The political landscape encompasses various roles, including nationals, subjects, voters, legislators, bureaucrats, and judges. Individuals who engage in social and economic activities also participate in the political sphere, whether through interest groups, voting, or taxation. For instance, citizens transition from their roles in agriculture, industry, or workplaces to cast their votes on election day, marking a shift from economic to political engagement. Similarly, during times of war, significant shifts occur within the political system’s boundaries, leading to frequent changes in its landscape.

Almond outlined an alternative perspective on the attributes of a political system:

  • Universality underscores the omnipresence of political systems across various contexts.
  • Despite variations in structures and operations, all political systems share a common set of functions.
  • Structural components are inherent to every political system, with some exhibiting specialized elements that serve broader functions.
  • Cultural diversity influences the advancement and complexity of political systems.
  • Multi-functionality characterizes political systems, regardless of their degree of specialization, as they undertake numerous functions.

Types of Political System

Sociologists delve into the dynamics of political systems to discern the wielders of authority in the interplay between governance and populace, as well as to understand the utilization of governmental power. Here are the primary classifications of political systems observed globally:

1. Democratic System: The democratic political system stands as one of the most prevalent forms familiar to us all. It entails a mode of governance where citizens collectively or through representatives manage affairs. In its essence, democracy enables individual participation. Originating from the Greek term meaning “rule of the people,” democracy embodies Abraham Lincoln’s famous definition: “government of the people, by the people, for the people.” This system can be bifurcated into two fundamental aspects.

1.1 Direct Democracy: In direct democracy, individuals autonomously determine the policies and allocation of resources that directly impact them. A prime illustration of this principle is the New England town meeting, where town residents convene annually to vote on various issues, including budgetary concerns. Nonetheless, the viability of direct democracies diminishes as the population surpasses a few hundred individuals.

1.2 Representative Democracy: Representative democracy operates on the principle of citizens selecting representatives to make decisions on their behalf in legislative matters. This system is deemed more feasible than direct democracy in larger societies. Moreover, proponents argue that representative democracy ensures that those governing possess the requisite abilities and knowledge. The cornerstone of this system is electoral voting, which, in theory, facilitates the rise of the most capable individuals to governance roles, thus ensuring effective societal management.

Democracy, broadly construed, embodies a lifestyle where individuals feel empowered to act within societal norms while enjoying equal rights. In a more specific sense, it constitutes a governmental structure wherein citizens govern themselves, primarily through elected representatives. Essentially, it empowers individuals to represent themselves and make decisions collectively, reflecting an aspiration toward egalitarian principles in society.

2. Monarchy: Monarchy represents a political framework wherein authority is vested within a single familial lineage, passing from one generation to the next. The legitimacy of this authority typically stems from longstanding traditions, earning monarchs respect from their subjects who acknowledge this inherited power. While some monarchs maintain respect through the exercise of arbitrary rule, occasionally resorting to tactics of intimidation, their ascension to power is not determined by popular vote or representative selection. Typically, a monarch retains their position as head of state until voluntary abdication or death. Within the structure of monarchy, the monarch often holds the ultimate decision-making power in governance. While administrative officials may execute day-to-day functions of the government, the monarch retains discretion over legislation and its enforcement. This system of governance can be broadly categorized into two components: [add your description here].

2.1 Absolute Monarch: In absolute monarchies, the royal lineage asserts an inherent entitlement to govern and wields significant authority over their realm. This form of governance has been prevalent throughout history, seen in ancient civilizations such as Egypt and during medieval periods in regions like England and China. However, despite the concept of absolute power, many monarchs had to navigate the interests and influence of other influential factions, such as the clergy and nobility, suggesting that their power was not entirely unchecked.

2.2 Constitutional Monarch: In a constitutional monarchy, the monarch maintains a distinct legal and ceremonial status but typically holds limited or negligible political authority, as dictated by a constitution or established tradition which designates governance to other entities. While royal dynasties persist, their influence has waned compared to previous eras. Presently, the Queen of England occupies primarily a ceremonial role, whereas her predecessors held significantly more sway. Within these monarchies, the royal family symbolizes tradition and pageantry but wields minimal direct power. Instead, governmental operations are overseen by the executive and legislative branches, comprising the prime minister and parliament in various nations. Nonetheless, the royal family often retains widespread admiration and respect. Constitutional monarchies endure in several countries today, including Denmark, Great Britain, Norway, Spain, and Sweden.

3. Oligarchy: In an oligarchy, power rests in the hands of a select, influential few. Unlike a monarchy, where status often derives from royal lineage, oligarchs rise to prominence through various means such as military prowess, economic dominance, or other advantageous circumstances. While seldom openly acknowledged, oligarchies carry a negative stigma, associated with a privileged clique making biased policy choices to uphold their own positions of power.

Throughout history, oligarchies have been prevalent, with contemporary Russia often cited as a modern example. Following the collapse of communism, business factions seized control of the country’s resources, leveraging their wealth and influence for political gain. Once established, oligarchic structures present formidable barriers for social mobility, hindering the advancement of middle and lower-class citizens. Essentially, any political system where a select elite governs over a larger society constitutes an oligarchy.

4. Dictatorship: A dictatorship revolves around a singular leader who holds the reins of power within a country. Although there may be individuals who assist the dictator, the majority of decisions rest in their hands, often backed by enforcers. Sometimes, power is consolidated within a small group rather than a single individual. Unlike in democratic systems governed by constitutions and parliaments, dictators operate without such constraints. The populace typically lacks avenues for consent or input into governance. Elections, if held, are often mere formalities with the dictator being the sole candidate.

Among the various forms of dictatorship, military dictatorship stands out, where governance is overseen by the military establishment. Alternatively, the military might wield significant influence over the government, effectively controlling the nation. Despite the swiftness of decision-making inherent in authoritarian systems, many citizens prefer forms of governance that afford them greater participation in shaping their political landscape and reaping the benefits of such decisions.

5. Authoritarianism and Totalitarianism: Authoritarianism and totalitarianism are broad classifications referring to political systems where governance is concentrated in the hands of either an individual or a group not elected by the populace, often wielding unchecked authority. These systems are characterized by:

5.1 Authoritarianism: This political framework denotes a structure where power is concentrated in the hands of either an individual or a select group, limiting or outright preventing broader involvement in governance while suppressing any form of dissent.

5.2 Totalitarianism: It describes political regimes that exhibit characteristics of authoritarianism but take repression to an extreme by attempting to tightly regulate and dominate every aspect of citizens’ lives and fates. Citizens can face imprisonment for straying from sanctioned behaviours, and even mild dissent can result in lethal consequences.

In democratic nations, there’s typically a perception among the populace that they’re treated fairly and have the ability to effect change through the electoral process. Consequently, there’s little inclination toward revolution. Conversely, totalitarianism entails complete state control over all aspects of life necessary for maintaining power and implementing programs arbitrarily. Unlike democracies, where various groups vie for influence in governance, totalitarian regimes dictate societal values, ideology, rules, and governmental structure. Such states are typically dominated by a single political party that unifies citizens under its rule. North Korea serves as a prominent example of totalitarianism.

Components of Political System

The formation of social bonds necessitates interpersonal interaction, where individuals often pursue their own interests. However, these interests may conflict with those of others or the broader society. In pursuit of their goals, individuals employ power dynamics to sway others, inevitably leading to conflicts. Resolving these conflicts and coordinating diverse activities is essential for maintaining societal order. This is typically achieved through the exertion of power and imposition of constraints on behaviour within a given social framework.

As social interactions evolve into structured power dynamics, the transition to specialized power relationships becomes evident. When these power dynamics are formalized and assigned specific roles, it constitutes a political system. Thus, political systems emerge when individual and group relationships are organized around the exercise of power and its various expressions. These systems vary widely, ranging from informal gatherings of village elders in simpler societies to highly structured states.

To comprehend the dynamics of power within a nation, it’s essential to grasp the concept of power itself and its intersection with the broader framework of political systems. From there, we can delve into its application within the context of specific nation-states.

India stands as a tapestry of diverse ethnicities, regions, languages, economies, tribes, and castes, all interwoven with stark urban-rural and gender divides. Amidst this rich tapestry and hierarchical societal structure, the unity and cohesion among its diverse populace foster social harmony. Renowned for its intricate and multifaceted social fabric, India encompasses individuals from various social strata, including Hindu, Muslim, as well as other religious communities such as Buddhists, Christians, and Jews.

Within the intricate socio-economic landscape of India, individuals often find themselves stratified based on their wealth and influence, particularly evident in many villages and towns. Hierarchy plays a pivotal role in shaping social structures and kinship systems, both in the northern and southern regions.

Nature of Polity in India

The primary force behind the nation-building efforts in India was spearheaded by the Indian National Congress Party, a political entity encompassing a wide array of demographics and activists, often representing contrasting political beliefs. Its membership spanned across various societal strata, from marginalized communities to upper castes like Brahmins and Thakurs. Within its ranks, there existed proponents of Marxism, advocates for a Hindu Rashtra, and proponents of Islamic nationalism, reflecting the party’s deliberate embrace of diversity.

Leadership within the party predominantly comprised individuals from urban professional backgrounds, who ardently believed in the parallel importance of nation-building alongside achieving political independence. Consequently, their political endeavours primarily aimed at unifying disparate groups. This emphasis on inclusivity remained a cornerstone of Indian politics even post-independence. Below delineate some key facets of the Indian polity:

1. The Constitution: The Constitution of India, enacted in 1950, marked a seminal step in the nation’s journey of statecraft. It represents a meticulously crafted written document, serving as the bedrock for governance. Structured as a federal entity, India delineates authority between the central and state levels. At its core, the Constitution establishes a parliamentary model of governance, both centrally and regionally.

The term ‘parliament’ embodies multifaceted meanings, notably as an assembly of elected representatives and as a forum for deliberation. In the Indian context, it specifically denotes the legislative branch of government.

The President assumes the mantle of the nation’s ceremonial leader, while the council of ministers, under the stewardship of the Prime Minister, oversees executive functions. The Prime Minister, in turn, is accountable to the Lok Sabha, the lower house of parliament. The parliament comprises the President and two chambers: the Council of States (Rajya Sabha) and the House of the People (Lok Sabha).

Similarly, in the states, the council of ministers operates under the purview of the Chief Minister, who is answerable to the respective Legislative Assembly. Each state maintains its own legislative body, with some featuring a unicameral system and others opting for a bicameral setup, consisting of the Legislative Assembly (Vidhan Sabha) and, in some cases, the Legislative Council (Vidhan Parishad). Central to India’s governance framework is its parliamentary democracy, which underscores the government’s responsiveness to public sentiment.

The essence of governance in India encompasses political parties, majority rule, and accountable governance through dialogue. The Constitution of India serves as the cornerstone for fostering a cohesive nation-state and outlines certain “Fundamental Duties” for its citizens, including:

  • Upholding the Constitution, respecting its principles, institutions, the National Flag, and the National Anthem.
  • Fostering harmony and a sense of fraternity among all Indian citizens.
  • Safeguarding the natural environment.
  • Cultivating a scientific temperament, humanism, and a spirit of inquiry and reform.
  • Valuing and preserving the diverse heritage of Indian culture, among others.

Beyond granting fundamental rights, the Constitution also mandates the state to ensure citizens receive essential economic, social, and political benefits. This visionary approach can be credited to the foresight of India’s early leaders, who were keenly aware of the potential challenges to national unity. They believed that the Constitution would serve as a unifying force, integrating the populace into a cohesive nation.

2. Socialist Pattern: The initiative to establish a socialist model of society as a means to mitigate societal inequalities represented another stride in India’s pursuit of nation-building. This endeavour also served to mitigate divisive tendencies. Inclusivity was prioritized by providing special privileges to marginalized groups such as scheduled castes, tribals, backward classes, other backward castes, and religious minorities.

During the initial phase, a noteworthy aspect was the consensus among political parties despite their competition for power. The overarching goal was to unite the diverse segments of society and integrate previously marginalized categories into the mainstream of national politics.

Political System in India

In 1946, a constituent assembly was established with the task of drafting India’s Constitution. While the Indian Freedom Movement bore elements of socialism, the ultimate aim was not to establish India as a socialist nation. Consequently, the founding figures opted to establish India as a Parliamentary Republic with a Democratic Socialist orientation, featuring a President as the Head of State and a Prime Minister as the Head of Government. The framework of India’s political system was carefully crafted to uphold principles of equality, devoid of favouritism towards any religion, caste, gender, or ethnicity. India’s political structure is composed of three branches, namely:

1. Legislature: The Parliament of India serves as the highest legislative authority in the Republic of India, comprising the President and two houses:

  • The Rajya Sabha (Council of States)
  • The Lok Sabha (House of the People)

As the head of the legislature, the President holds the authority to convene, adjourn, or dissolve either house, with such powers being exercised upon the counsel of the Prime Minister and the Union Council of Ministers. The President’s election is indirect, while the Prime Minister is elected directly.

Elections are conducted across constituencies nationwide, where voters directly elect their preferred candidates. The party securing the majority of seats forms the government. Additionally, the President may nominate members to Parliament to ensure adequate representation of various communities, thereby constituting the legislative branch of government.

2. Executive: In India, the President serves as the ceremonial head of state, elected for a five-year term that can be renewed. This election is carried out by an electoral college comprised of members from both houses of parliament and the legislative assemblies of all states. While the President’s powers are largely symbolic, they gain significance during times of emergency, though typically the President acts on the advice of the Prime Minister.

The real executive authority lies with the Council of Ministers, led by the Prime Minister. The Prime Minister is selected by the majority party or coalition in the Lok Sabha and formally appointed by the President. Similarly, the Council of Ministers, appointed by the President on the recommendation of the Prime Minister, is formed by the latter. Within this council, the cabinet holds significant sway. Cabinet positions are allocated based on expertise, interest, and loyalty to the ruling party or leader.

Each minister oversees a ministerial secretariat, managed by a secretary usually from the Indian Administrative Services. This secretariat comprises trained professionals responsible for the ministry’s functioning. They assist the minister in implementing government policies for the welfare of the people. The Prime Minister and the Council of Ministers retain power throughout the Lok Sabha’s term, unless they face a vote of no confidence.

3. Judiciary: The judiciary stands as the cornerstone of any legal system, tasked with the solemn duty of interpreting and applying the law. In the Indian context, this venerable institution operates within the framework of a common law system, wherein customs, precedents, and legislative enactments collectively shape the jurisprudence of the nation.

At its apex resides the Supreme Court, the paragon of judicial authority in India. Endowed with the responsibility of serving as the ultimate arbiter of legal disputes, it holds sway over the entire expanse of the nation. Led by the Chief Justice of India, the Supreme Court assumes the pivotal role of safeguarding and interpreting the sacrosanct provisions enshrined within the Indian Constitution. As the custodian of constitutional integrity, it meticulously upholds the rights and liberties of every Indian citizen, thereby ensuring the sanctity of the nation’s foundational document.

Descending from this pinnacle are the High Courts, the preeminent judicial bodies presiding over the various states and union territories of India. Under the stewardship of Chief Justices appointed for each respective state, these courts wield jurisdictional authority limited to their territorial confines. Notably, the Calcutta High Court, for instance, extends its purview to encompass the Andaman and Nicobar Islands, underscoring the nuanced distribution of judicial authority across the Indian landscape.

Beneath the auspices of the High Courts lie the District Courts, colloquially referred to as Subordinate Courts. Functioning under the guidance of District & Sessions Judges, these courts serve as the grassroots level of adjudication within the Indian legal framework. Ensuring accessibility to justice at the grassroots level, they play a pivotal role in resolving disputes and upholding the rule of law within their respective jurisdictions.

Crucially, the appointment of judges within both the High Courts and the Supreme Court adheres to a meticulously crafted process, governed by constitutional imperatives. The President of India, acting upon the recommendations of a collegium system, exercises the prerogative of appointing judges, thereby ensuring the selection of jurists of the highest caliber to uphold the hallowed principles of justice.

In sum, the Indian judiciary, delineated into a hierarchical structure comprising the Supreme Court, High Courts, and Subordinate Courts, stands as a bastion of justice, steadfast in its commitment to the preservation of constitutional values and the dispensation of impartial adjudication throughout the length and breadth of the nation.

About Author

  • Dr. Mohinder Slariya have teaching experience of more than 26 years in Sociology. His has contributed this experience in shaping textbook for sociology students across Himachal Pradesh, Dibrugarh, Gauhati, Itanagar and Nagaland universities. So far, he has contributed 80 syllabus, edited, reference and research based books published by different publishers across the globe. Completed 5 research projects in India and 4 international, contributed 23 research papers, 10 chapters in edited books, participated in 15 international conference abroad, 35 national and international conferences in India.
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